¶ … evidence suggesting that the subject's caretaker is not providing appropriate care for her. There may be reason to believe that the subject has been placed in potentially harmful situations and neglected for extended periods of time. Additionally, there may be evidence suggesting financial exploitation as well as physical abuse of the subject by the caretaker. Another family member has brought these matters to the attention of this agency; that family member has expressed the position that the subject be removed from the care and custody of the caretaker and placed in a long-term assisted care facility to provide 'round the clock professional care in an environment more conducive to the health, safety, and welfare of the subject.
Our investigation disclosed facts that would seem to support the concerns expressed by the family member. Specifically, the caretaker may be exploiting the financial income and assets of the subject; he may be physically abusive; and he may be neglecting the subject and placing her in harmful situations for extended periods of time. We determined that that, to the extent, these conclusions are accurate, they relate substantially to, or are functions of various elements typically associated with: Psychopathology Theory, Social Exchange Theory, Family Stress Theory, and Neutralization Theory.
Findings and Causation
Overview
We have determined that there are numerous concurrent likely causes of the apparent case of elder abuse in this situation. It is difficult to determine which explanation is most responsible, but as is often the case, all identified factors probably contribute in different ways and more so in some situations than in others. We have attempted to present all of the possible explanations more than to conclusively determine which is predominant over the others. Ultimately, the cumulative effect of the various causes justifies the removal of the subject from the current caretaker and the change in guardianship requested by the alternate family member.
Psychopathology of the Caretaker
The caretaker is, himself, an individual suffering from various aspects of psychopathology: namely, he has a prior history of hospitalization in connection with a formal clinical diagnosis of paranoid schizophrenia. The caretaker may have alcohol dependency issues and may not be capable of maintaining gainful employment or productive adult social relationships. Our investigation disclosed that the caretaker's current mental status may not be consistent with the requirements of fulfilling the responsibilities of caring for the subject fulltime. There is sufficient circumstantial evidence to support a conclusion that the caretaker may have anger-management issues and that he may be acting out abusively toward the subject as a result of a combination of one or more of those factors (Wallace, 2005).
Moreover, since the caretaker has been unemployed for most of his adult life, it is reasonable to conclude that he derives considerable benefit from the arrangement, particularly in relation to the financial assets of the subject. As caretaker, he has had exclusive control over her bank accounts and he cashes her Social Security and other benefit checks. Our investigation seems to support the conclusion that the caretaker's inability to maintain gainful employment is another form of psychopathology (Wallace, 2005) that is a significant factor in issues relating to financial abuse.
Social Exchange Theory
This caretaker may be incapable of responding appropriately to the changing power dynamic associated with the reversal of roles between parent and child (Wallace, 2005). Specifically, this is frequently an issue in elder-care situations, such as when the parent becomes less and less in control of the relationship and of his or her affairs while the child becomes correspondingly more and more in control of both. This issue is not exclusive to elder-care situations; it is also typically a factor in traditional parenting and the manner in which parents handle the differential between their power or authority and that of their children is one of the general determinants of the quality of parenting. Likewise, managers and supervisors in vocational situations vary in their ability to handle relationships with subordinates appropriately. Furthermore, any significant change in, and (especially) reversal of the power differential may present more challenges, particularly in conjunction with any concurrent issues such as a prior history of abuse of power earlier in the relationship, such as before the change or reversal (Wallace, 2005).
Family Stress Theory
Even under the best of circumstances, providing for the fulltime needs of a mentally incompetent and physically dependent elder patient can be tremendously stressful (Wallace, 2005). Caretakers in this situation frequently experience difficulty maintaining an appropriate demeanor in some situations or simply as a result of the prolonged stresses associated with being responsible for elder patients. Mentally impaired patients can be uncooperative and difficult and test the patience of caretakers (Wallace, 2005). This particular caretaker is hardly an ideal candidate to cope with those stressors in an appropriate manner.
Furthermore, it is highly likely that there is a prior family history of underlying emotional conflict arising substantially in connection with the caretaker's long-term inability to maintain gainful employment and dependency on the subject. In such situations, that prior emotional dynamic and stressors within the historical relationship between the individuals may be a significant source of stress within the caretaker-dependent relationship. Moreover, that element of family stress typically occurs concurrent with issues related to social exchange dynamics (Wallace, 2005).
Neutralization Theory
Most criminals in general (Halbert & Ingulli, 2008) and elder abusers in particular must maintain sufficient rationalizations to excuse their behavior and justify non-compliance with ordinary moral and legal obligations (Wallace, 2005). In this case, the caretaker may rationalize that the subject "needs fresh air" or "enjoys" accompanying him to the destinations where he neglects her by leaving her unattended in his cold vehicle. He may also rationalize that he "does a lot" for her at home and "deserves" some recreation. With respect to possible physical abuse, neutralization theory would recognize justifications such as "she did worse to me when I was a child" (Wallace, 2005).
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