Anti-Federalist Papers: Brutus No. 2 and No. 5 Analyzed
This paper examines two influential Anti-Federalist essays published under the pseudonym "Brutus" in the New York Journal during the debate over ratifying the 1787 U.S. Constitution. Brutus No. 2 draws on Lockean social compact theory to argue that human nature makes government power inherently dangerous, necessitating a Bill of Rights to protect individual liberties. Brutus No. 5 analyzes Article I, Section 8 of the Constitution, warning that Congress's broad taxing and lawmaking authority threatens state sovereignty and individual freedom. Together, the essays represent some of the most compelling objections raised by Anti-Federalists against ratification.
- Introduction: Overview of the Anti-Federalist Papers and Brutus authorship
- Background on the Anti-Federalist Papers: Context, pseudonym, and scope of Brutus essays
- Brutus No. 2: Social Compact, Human Nature, and the Need for a Bill of Rights: Lockean theory used to argue for protecting individual rights
- Brutus No. 5: Legislative Power, Taxation, and State Sovereignty: Congressional taxing power threatens states and citizens
- Conclusion: Both essays demand a Bill of Rights to limit federal power
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What makes this paper effective
- Clearly identifies the central arguments of each essay and grounds them in their theoretical context, particularly Lockean social compact theory.
- Maintains a comparative structure, treating Brutus No. 2 and No. 5 in turn while showing how both ultimately support the same overarching demand: a Bill of Rights to constrain government power.
- Situates the essays within the broader Anti-Federalist movement, noting that the Brutus pieces are widely regarded as among the most effective opposition writings.
Key academic technique demonstrated
The paper demonstrates close textual analysis of primary sources, summarizing and interpreting the arguments of specific historical documents while connecting them to recognizable political philosophy (Locke's natural state and social compact). This approach allows the writer to evaluate both the depth and representativeness of Brutus's objections rather than simply paraphrasing them.
Structure breakdown
The paper opens with a brief historical introduction identifying the Anti-Federalist Papers and the disputed authorship of the Brutus essays. It then devotes one substantial paragraph to each essay—Brutus No. 2 and Brutus No. 5—analyzing the core arguments in sequence. Citations from Kurland and Lerner's The Founders' Constitution support each section. The paper is concise and focused, functioning as an analytical summary appropriate for an undergraduate history or political science course.
Introduction
The Anti-Federalist Papers were a collection of essays composed in opposition to the ratification of the 1787 U.S. Constitution. They represented a diverse range of objections and focused on various criticisms of the newly formulated Constitution. A notable series of these articles appeared under the fictitious name "Brutus." The general belief is that Brutus was actually Robert Yates, though others claim the author was Melancton Smith or Thomas Tredwell. All of the Brutus articles were directed at the inhabitants of New York.
Background on the Anti-Federalist Papers
The Anti-Federalist articles published under the pen name "Brutus" in editions of the New York Journal voice a number of concerns and protests against the new Constitution. While numerous constitutional opponents composed and published Anti-Federalist essays, those written by "Brutus" are considered among the most effective in resisting ratification. The second article under this pseudonym examines individual rights through the lens of the social compact model advanced by John Locke, while also objecting to the Constitution's lack of a Bill of Rights. Brutus No. 5, meanwhile, explores Article I, Section 8, the clause addressing Congressional control over revenue. This paper examines the most salient and compelling arguments put forward by Brutus in his second and fifth articles, evaluating them for depth and strength, and considers how well they represent the objections raised by Anti-Federalists more broadly.
Brutus No. 2: Social Compact, Human Nature, and the Need for a Bill of Rights
The second article by Brutus describes the purpose and nature of governance as it existed in American society at the time. Brutus explains that mankind leaves the natural state by instituting government through a social compact, in order to better secure life, material possessions, and freedom. Echoing widespread skepticism in American society toward governmental power, Brutus further argues that government is composed of human beings who share common characteristics—including the potential for greed and ambition. In a natural state, all people pursue their own interests, a pursuit often marked by the weaker being preyed upon by the strong, and the naive being exploited by the more cunning and manipulative (Kurland & Lerner).
Elected representatives, too, may pursue and abuse their authority to serve personal interests at the expense of the common good. This, Brutus contended, reinforces the need for a Bill of Rights within the newly formulated Constitution, to ensure the planned government does not neglect its duty of securing citizens' rights and freedoms. He argued that it is for this very reason that the exercise of authority ought to be curtailed within appropriate limits—just as it is at the state government level (Kurland & Lerner).
Conclusion
Together, Brutus No. 2 and No. 5 represent some of the most substantive objections raised during the ratification debate. Drawing on Lockean political philosophy and a close reading of the Constitution's text, Brutus made a compelling case that the new federal government posed a threat to individual liberties and state sovereignty alike. Both essays ultimately converge on the same demand: a Bill of Rights to constrain the power of a central government that, left unchecked, could exploit the very citizens it was meant to protect.
Works Cited
Kurland, Philip B., and Ralph Lerner. The Founders' Constitution: Rights — Brutus, No. 2. 1987, Accessed 3 Sept. 2016.
Kurland, Philip B., and Ralph Lerner. The Founders' Constitution: Article 1, Section 8, Clause 1 — Brutus, No. 5. 1987, Accessed 3 Sept. 2016.
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