Dually Diagnosed African-American and Latino adolescents
DUALLY-DIAGNOSED African-American AND LATINO ADOLESCENTS: THE EFFECTIVENESS OF AN INTENSIVE DAY TREATMENT MODEL FOR AN AT-RISK COMMUNITY
Abuse of substances on the part of adolescents has grown to be a national concern in the United States and has sparked many studies in this area in the last decade. Great challenges are presented for the clinician and the substance abuse treatment system in developing and applying appropriate and effective treatment for these adolescents. Studies have shown that of the adolescents who have substance abuse disorders, many of them also have mental health illness a combination of which is termed 'dual diagnoses or co-occurring disorders. The combination of these two disorders often have devastating impacts on the adolescent, their family and this in the areas of their social, emotional, educational, and economic aspects of life.
The problem is that most of the previous research in this area focuses on the White middle class adolescent individual while the minority and traditionally underserved populations which includes ethnic and racial minorities and those of low socioeconomic status are those most at risk. This vulnerable sector of the population represents a great need in terms of treatment and that treatment must be culturally competent if it is to be effective. The characteristics of the African-American and Latino youth are different from the characteristics of the majority race youth and it is necessary to calculate these factors into any treatment programs design. Needed as well are evaluations of dual-diagnosis treatment programs for determination what treatment modalities, philosophies and approaches are effective and efficient in the provision of treatment to African-American and Latino youth.
This study utilizes a 'culturally competent, multi-systems theory-based treatment program. The purpose of this study is the determination of the effectiveness of intensive treatment for dual-diagnosis of mental illness and substance use disorder in treating African-American and Latino youth. This study uses a culturally competent, multi-systems theory-based treatment program. Furthermore, this study seeks to aid in the development of a profile that can help clinicians predict treatment outcomes for individuals seeking treatment. The profile can assist clinicians in appropriately assessing patients for the level of care and treatment needed. Research has shown that age of first substance use, family history of substance abuse, prior treatment experience, and legal status are associated with treatment outcomes. This study will determine if these factors are associated with treatment outcomes for this urban population of African-American and Latino youth. '
This study examines data from the Revelation Program, a program developed through Shields for Families, Inc. This program integrates substance abuse models and mental health treatment combined with a systemic approach that includes family, school, and community. The Revelation program was created to provide treatment that would be culturally competent and appropriate for the African-American and Latino populations who are of low socioeconomic status and who may be mono-lingual. The mission of the Revelation Program is to provide mental health services and substance abuse counseling to youth ages 13-21 that have a past or present history of drug abuse and mental illness. The aim of the program is to assist youth in sustaining a drug-free lifestyle and to equip them with skills to become independent, productive, and successful citizens. The sample will include male and female African-American and Latino youth ages 13-21. The youth will have demonstrated substance abuse and psychiatric symptoms. The youth reside in Service Planning Area 6, the South Los Angeles communities inclusive of Watts, South Central, Compton, and Crenshaw. According to population estimates, this area has the largest percentage of people of color in the county, with a breakdown in ethnicity as follows:
Latino - 59%
African-American - 35%
Caucasian - 35%
Other - 3%
This area also has the highest rates of unemployment and overcrowded housing units in Los Angeles County. The median income for this area is approximately $15,000. The youth are referred to the program through the Department of Probation, Department of Children and Family Services, Family Preservation Services, Juvenile Court, Los Angeles Unified School District, Compton Unified School District, or through other means (i.e., self, parent/family, and another Shields' program). For this study, archival data from 150 youth admitted to this intensive outpatient day treatment program from 2003-2005 will be analyzed. The study will involve a review and analysis of records collected over the past 2 years. A variety of variables that describe the patient, patient's family, and patient's environment will be examined to determine which are predictive of successful vs. non-favorable treatment outcomes. Upon intake, the individual therapist conducts a structured clinical interview with the patient and patient's parents. The therapist also completes the Adolescent Psychological Assessment. The case manager completes the Los Angeles County Participant Reporting System Registration (LACPR) and a psychosocial assessment of the patient. Upon discharge both therapist and case manager complete discharge summaries, which include program involvement, program completion, attainment of treatment goals, substance usage, psychiatric symptoms, and functioning within the family, school, and community. The case manager also completes a discharge LACPR.
Dually-Diagnosed African-American and Latino Adolescents: The Effectiveness of an Intensive Day Treatment Model for an At-Risk Community
Literature Review
I. Prevalence of Youth Diagnosed with Co-Occurring Disorders review of the literature reveals that the Youth population between the ages of 8-17 is stated to be a group with "prevalence of serious emotional disturbances referring to the range of all diagnosable emotional, behavioral, and mental disorder when the disorders disrupt daily functioning in home, school, or community." (Mental Health Offenders in the Custody of the Oregon Youth Authority April 2002) The focus was on two initial goals: 1) to determine the prevalence of diagnosed mental illness in the Youth Authority's population - both in correctional facilities and under community supervision; and 2) to identify gaps in services for youth suffering from diagnosed mental disorders and substance dependency/abuse
The study states findings of a rate of incidence of psychiatric disorders to be in actuality higher in the correctional facilities than the perilous Chicago study stated. Of the 1070 youth in the facilities there were 62% that had received a diagnosis of at least one mental health disorder and of those 57% were taking psychotropic medication prescribed to them in the individualized treatment program. Stated as the four most common psychiatric diagnoses for these youth were those of:
1) depressive disorder;
2) attention-deficit disorder;
3) post-traumatic disorder; and 4) oppositional defiant disorder. (Ibid)
Furthermore these offenders would have to learn to function in a life-long coping with their illness which may prove difficult due to the inability to easily acquire social skills and maintain healthy relationships. The prognosis for treatment and education in those with developmental disorders such as Aspergers (8% of the population at facilities) in combination creates a complex interplay between management of medication, accountability whether individual or group, personal accountability. Learning disabilities often accompany these other problems making reading and written expression difficult for these youth. The report relates that those with both substance abuse and mental health disorders comprise approximately 27% of the total of all correctional facility population. These youth acknowledge personal abuse. One-third reported sexual abuse and one -- half had reported abuse of the emotional or physical nature.. These reports were not in relation to victimization of domestic violence, seeing parents arrested, or family verbal or physical violence. Family members psychiatric history is called to be 'significant[ly] matched when they are compared to the mental health conditions of the youth in addition to the fact that 34% of the offenders were from families characterized by physical violence.
The findings state that: "While there are distinctive differences between correctional facility offenders and those under community supervision, certain similarities separate both groups from the general adolescent population. The Youth Authority's 2002 survey found that youth in its correctional facilities had a prevalence rate of a mental health condition more than three times that of the general adolescent population as reported by the Center for Mental Health Services. Furthermore, the Youth Authority's survey found that youth on parole/probation had a rate of diagnosed mental health condition more than double the general population. Similarities between both correctional facility and community supervised offenders include identical reporting of the most common mental disorders in order of prevalence: depressive disorders, attention-deficit disorder, post-traumatic stress disorder, and oppositional defiant disorder. Community supervised offenders have lower percentages in all four mental health conditions with the exception of post-traumatic stress disorder (15% for each group)." (Ibid)
The work entitled "Bridging the Gap: What We Know and Don't Know About Dual Diagnosis" states that dual diagnosis is:."..a descriptor used by clinicians and insurance companies to categorize person with severe, co-occurring mental illness and substance use disorders." (1998) Current addiction theory holds that addition is a 'chronic brain disorder with intrinsic behavioral and social-context components, similar to other forms of mental illness." (1998) Addiction, much like other diseases requires care of a long-term nature with the goal being one of reasonable treatment instead of cure. (1998; paraphrased) Young people that have been dually diagnosed are divided into two distinct groups by Mather et al. (1999) which are:
1) Those with serious mental illnesses such as schizophrenia, bi-polar disorder with major depression and who use alcohol and drugs to self-mediate to cope with the symptoms; and 2) Those with borderline personality and anti-social personality disorders including anxiety disorder that is complicated by use of alcohol and illicit drugs. (Mather et al. 1999)
Presenting further difficulty is the establishment of problems with alcohol and illicit drug use for adolescents entering service programs outside of the AOD system. (National Survey on Drug Use and Health, 2005) In an analysis of data taken form a sample group of youth in five San Diego county sectors of AOD treatment, mental health, juvenile justice, child welfare and public school-based services for severely emotionally disturbed [SED] youth gives indication that "there are relatively high rates of substance use disorders among adolescents in these systems, as determined in diagnostic interview with DSM-IV criteria." (National Survey on Drug Use and Health, 2005) The following chart illustrates the 'special population substance use disorders'
Special Population Substance Use Disorders
Alcohol
Juvenile Mental
SED
Child and Justice
Health
Welfare Drug
Substance Use Disorders - Lifetime
Substance Use Disorders - Past Year
Source: National Survey on Drug Use and Health (2005)
Stated as 'core youth-specific training areas' for caseworkers and counselors are the area of:
Assessment
Family Dynamics, including cross cultural ones
Adolescent psychological development, including gender and sexuality, personal and group identity and life skills
Adolescent substance use patterns and AOD-related concerns
Physiological and developmental effects of alcohol and other psychoactive drugs on adolescents
Common mental health diagnoses and interventions with youth
Common adolescent health issues, emergency procedures, suicide risks, victimization, reproductive rights, infectious diseases and medication
Staff-client relationship and boundary setting with youth
Treatment client confidentiality, minors informed consent issues, child welfare regulations and safety and abuse issues; and Cross systems service referral and follow up procedures for youth (National Survey on Drug Use & Health, 2005)
The article entitled; "Adolescent Substance Abuse Needs and Services Planning Report" (2005) states the following 'Principles' for Development of a Model System: "The model should broaden access with implementation of the "no wrong door principle" (2005) Public information strategies and community awareness should be developed to:
Reduce barriers to access and reduce stigma which is inclusive of making treatment accessible, appropriate and acceptable;
needs-driven treatment design should be developed;
model system should place AOD treatment for youth squarely within the framework of health and public health;
model system should include a framework for the delivery of AOD services over a more extended period of time and should work with youth to manage the common occurrence of relapse;
The model system should include referral networks and on-site services linked to schools and other settings that routinely see youth and their families, such as after-school programs, neighborhood centers and locations near transportation hub;
The system should be structured to deliver treatment to youth in the least restrictive setting that ensures their physical and emotional safety.
The system Should create intensive levels of care that would allow youth in treatment to remain safely with their families and in their communities;
The model AOD treatment system should have a central position in the larger world of comprehensive health, education and social services for youth." (Adolescent Substance Abuse Needs and Services Planning, 2005)
In the same report and in the section entitled: "Model Development: Treatment Design Issues' stated is that the creation of a model system holds the requisites of AOD treatment being redesigned in a manner that will bring about improvement in treatment effectiveness in the treatment of youth. Required will be a treatment approach that "will respond to and enhance client's age appropriate development. These approaches will foster increased client engagement, retention and attainment of treatment goals. Improving treatment in these ways will require instituting standards of program excellence that draw on evidence-based practices, and initiating performance monitoring based on those standards. Workforce development also will be a crucial element of this initiative.
The stated 'Nine Key Principles for Improving Treatment Effectiveness' are:
Principle 1 - Treatment of each client should match his/her assessed needs, and treatment should match the complexity and severity of the assessed problems
Principle 2 -Services should be planned and delivered to address all domains of the youth's life.
Principle 3 - The treatment model must be developmentally specific to adolescence
Principle 4 - The involvement of the youth's parents, family members and adult caregivers must be central to the AOD treatment model.18
Principle 5 - A "therapeutic alliance" must be built between the youth and the program staff based on mutual trust and partnership.
Principle 6 - Follow-up services should be part of treatment planning and discharge planning in order to maintain treatment gains in the months and years following treatment.
Principle 7 - The program must provide interventions that are acknowledged as appropriate and effective for gender and cultural identity issues.
Principle 8 - Program staff must have expertise in adolescent development and its relationships to family dynamics and AOD abuse. Staff also should have knowledge of the symptoms and appropriate treatment referrals for co-occurring disorders in youth. Standards for training and proficiency, as well as clinical supervision, must be established
Principle 9 - Ongoing program evaluation should provide the basis for continuous treatment improvement and the effective targeting of resources. (Adolescent Substance Abuse Needs and Services Planning, 2005)
It is related that: "Most individuals who have co-occurring mental health and substance use problems are not receiving effective treatment. Efforts to improve the care provided to persons who have co-occurring disorders should focus on strategies that increase the delivery of effective treatment."(Adolescent Substance Abuse Needs and Services Planning, 2005) Stated in relation to incorporation of multiple assessment domains is that each youth should receive an assessment that is thorough include the following research indicated domains for assessment and treatment history;
Parenting and household situation, immediate and extended family profile and history, economic status, family relationships and communication;
Educational status and history, any learning issues;
Mental health: any symptoms, types and severities of any disorders, medication and treatment history;
Physical health: any significant medical history;
Peer relationships, relationships with significant adults, community profile;
Personal skills and aptitudes;
Any faith, spiritual or cultural affiliations or identities;
Sexual activity and history, and gender identity and orientation;
Illegal or injurious activity involvement, patterns and consequences; and Abuse or victimization history, stressful life events and trauma. (Adolescent Substance Abuse Needs and Services Planning, 2005)
Settings suggested for youth AOD treatment are those which are non-restrictive and community based. Co-locations for after-school and other youth centers is suggested for consideration. When required to be in a restrictive environment there should be minimization of punishment and correction and safety and privacy should be emphasized. The treatment location should be youth friendly as well as developmentally appropriate and should have separate spaces for male and females "to ensure they receive, safe, equitable and gender-specific treatment." The linguistically and culturally sensitive factors should be incorporated for engagement of family members of youth in the under-served grouping. Lastly the settings should be developed that are best suited for the youth that have special service needs or issues with access (gay, lesbian, bisexual, transgender identities, runaway and street youth and those with serious emotional disorders or who are severely addicted or are alcoholics)
Interventions Identified as Effective
Identified as interventions that have been effective thus far are inclusive of the following interventions which are termed those of Family-Based Interventions: Structural-Strategic Family Therapy, Parent Management Training (PMT), Multisystemic Therapy (MST), Multidimensional Family Therapy (MDFT) Motivational Enhancement Therapy (MET): A cli0ent-centered approach used as a stand-alone, a brief intervention or integrated with other intervention modalities; helpful in addressing ambivalence or resistance and strengthening motivation for change.
Cognitive-Behavioral Therapy (CBT): Based on learning theory, often utilizes motivation-enhancing techniques, may include a functional analysis on attitudes, thinking/coping strategies, problem solving and communication skills;
Behavioral Therapy Approaches: Based on operant behavioral principles giving or withholding rewards or utilizing sanctions to modify or extinguish unwanted behaviors; and Community Reinforcement Therapy: Combines principles and techniques derived from behavioral, cognitive-behavioral, motivational and family therapy, often using incentives to enhance treatment outcomes.
Found to be effective in treating youth who are AOD affected are the use of empathy and techniques that provide both support and motivation. Secondly the behavioral and cognitive behavioral approaches have been found to be effective. Third is comprehensive assessment and targeted interventions in a range of domains related to substance abuse. Fourth is interventions that are in the form of individualized therapy. Last, the inclusion of family in treatment has shown to be effective in terms of outcomes. (Ibid)
In the work entitled: "Innovative Approaches for providing Services to Homeless People with Concurrent Disorders" the authors Kraus and Serge (2005) who prepared the research for the National Research Council of British Columbia relate the fact that U.S. studies have findings that approximately 40 to 60% of individuals that are diagnosed with mental illness will "develop a substance use disorder at some point during their lives. (Health Canada, 2002, p. 53)" (Kraus & Serge, 2005) The following chart relates the findings in the study of Mueser et al. (2003) in relation o 'lifetime prevalence of substance use disorder of various psychiatric disorders.
Lifetime Prevalence of Substance Use Disorders for Various Psychiatric Disorders (Source: Mueser, et al. 2003)
There are several relationships that exist between mental illness and substance use disorder which are those as follows:
One theory is that the threshold for negative consequences being experience is lowered and that only very small amounts of substances will lower the threshold. (Mueser, et al. 2003)
Secondly risk factors for mental illness and substance use disorder are increased by antisocial personality. (Mueser et al. 2003) third theory is that development or precipitation of mental illness may be due to substance use. (Marshal 1998)
Another theory is that self-medication of symptoms during early stages of a mental disorder with drugs or alcohol is done by many because the patients believe or fell that the drugs do not have as many side effects as the medication, that the illicit drugs are more available and that they do not hold the same stigma.(Carey, et al. 2000)
Substance and mental illnesses often work as a reinforcement of one another. Therefore it is important that treatment of both take place simultaneously so that the psychiatric disorder does not interfere with the treatment for substance abuse and vice versa. Substance abuse in combination with mental illness culminates in higher rates of psychotic symptoms with "different substances have[ing] different symptomatic effects." (Kraus & Serge, 2005) For instance: "Alcohol has been associated with memory loss, hallucinations, and has been found to worsen depression. Marijuana can result in paranoia and more side effects from medication. Cocaine abuse can cause paranoia during drug use and suicidal behavior during withdrawal (Laudet et al. 2000) Substance use can also increase non-compliance with medication and other treatment and lead to higher rates of relapse and psychiatric hospitalization (re-hospitalization) among individuals with mental illness." (Leal et al. 1999; as cited by Kraus and Serge, 2005)
Kraus and Serge (2005) relate that one block to coping with concurrent disorders is that there have traditionally been two distinctly separate systems in dealing with mental health and with addiction problems. Integrating these two systems has primary importance in terms of treating these two disorders simultaneously since the systems are not compatible with one another. However, there have been models introduced with a focus on dealing with concurrent disorders or dually diagnosed individuals but limitations still exist in the residential treatment programs. These limitations have been noted in studies which state that separation of treatment from the community results in patients being released and relapse soon thereafter occurring
The integration of these two systems is a major issue in the treatment of concurrent disorders, and become especially problematic with homeless population that not only faces the barriers described above but also is confronted with navigating the two, often incompatible systems." (Kraus & Serge, 2005) There have been several models that focus on coping with concurrent disorders or with patients that have been dually diagnosed. While there are still limitations in the residential treatment programs studies state findings that when these programs are separated from the community rapid relapse rates occur upon discharge of the client and their reintroduction into the community.
The Adolescent Substance Abuse: Needs and Services Planning Final Report released in December 2003 relates that the treatment of alcohol and drug addiction has reached a "turning point, both in California and in the nation as a whole. This is because of the rapidly emerging services that are being witnessed in a "response to needs that are being made visible as public policy priority." (Adolescent Substance Abuse, 2003) The report states that treatment should have the characteristics of:
1) Being community-based;
2) Being in the least restrictive setting possible; and 3) Should be accessible to youth and their families.
The prevalence of concurrent disorders is extremely high among people with mental health and substance abuse use problems. (Klein, Shane & Barry, 2004) The policy related to treatment of adolescents who have drug issues specifically as to the type of treatment has reached."..a turning point..." (Klein, Shane & Barry, 2004) Federal funding has been assigned to research collaboration and the private philanthropy sector in society is also involved in supporting this research initiative and yet the treatment system in this case is "still in its infancy" (Ibid) and due to the percentage of adolescents who are entering treatment facilities it is critically important that the system function well and produce positive outcomes from the treatment developed and applied in working with these adolescents. (Klein, Shane & Barry, 2004)
In a report entitled: "Promising Practices for Youth with Mental Health Problems in the Justice System (USA)' it is stated that the "National Mental Health Association on practices and treatment for youth with mental health problems who become involved in the juvenile justice system shows that evidence-based program can significantly reduce rates of repeat offense. Specific groups of youth that the report identifies as being at high risk include those with both mental illness and substance abuse disorders, adolescent girls and individuals from ethno-racial minorities." (National Mental Health Association, 2004) Also related is that minority group youths (i.e. African-Americans and Hispanics) are "disproportionately represented in the juvenile justice system and are less likely to have their mental health problems identified and treated by the mental health system. Treatment programs need to become culturally competent to respond to these youth." (Mental Health Treatment for Youth in the Juvenile Justice System: A Compendium of Promising Practices," 2004)
The work entitled: "Co-occurrence of Substance Abuse and Mental Illness" relates that experimentation during adolescence with substances "is not uncommon" and while many of these cases is simply 'limited experimentation' others "will develop a dependency, even moving on to more dangerous drugs...[and those who become]..."chronic users often develop psychological or social problems." (2005) The following chart labeled Figure 3 illustrates the 'psychiatric disorders commonly found among children and adolescents diagnosed with substance abuse disorders'
Psychiatric Disorders Commonly Found Among Children And Adolescents Diagnosed With Substance Abuse Disorders'
Behavior Disorders
Conduct Disorder
Oppositional Defiant Disorder
Attention Deficit Hyperactivity Disorder
Mood Disorders
Major Depressive Episodes
Dysthymic Disorder
Bipolar Disorder
Anxiety Disorders
Generalized Anxiety Disorder
Social Phobia
Posttraumatic Stress Disorder
Eating Disorders (Bulimia Nervosa)
Source: Bukstein (1998)
Best practices in treatment have been identified as the following:
Treatment of sufficient duration, intensiveness, and comprehensiveness to address the chronic nature of the disorders
The presence of after-care of follow-up treatment
Sensitivity to cultural, racial and socioeconomic factors
Family involvement
Collaboration among service providers and agencies
Promotion of pro-social activities and drug-free lifestyle
Involvement in self-help groups such as AA and NA (Bukstein, 1998)
Additionally stated in the report is that while studies have been done in this area they have."..failed to demonstrate the superiority of any one treatment approach over another, and instead have shown only that some treatment is better than no treatment. (Buckstein, 1998; as cited by The National Institute on Drug Abuse, nd) The work of Walton (2001) cites cultural specific considerations and states findings that minority and female individuals have fewer financial resources, have fewer positive social supports and that females present symptoms of great distress psychological (i.e. low self-esteem, depression, sexual abuse, physical abuse) and that African-Americans are at a higher relapse risk due to the social situations faced after treatment.
Also supporting treatment that is 'culturally competent is the work entitled: "Racial/Ethnic Differences in Social Vulnerability Among Women with Co-Occurring Mental Health and Substance Disorders: Implications for Treatment Services" written by Amara, et al. (2006) which states that "Little attention has been given to racial/ethnic differences in studies of co-occurring disorders among women. In this article, we present findings from analyses conducted on the influence of racial/ethnic differences on the demographic and clinical profiles of 2,534 women in the Substance Abuse and Mental Health Services Administration-sponsored Women, Co-Occurring Disorders and Violence Study. Black and Hispanic women demonstrated more disadvantaged economic and social life conditions than White women. After controlling for socioeconomic differences, Hispanic women experienced more criminal justice involvement than others did, and both Black and Hispanic women were more likely to be exposed to community violence although they did not demonstrate more severe clinical symptoms than White women. In the design and delivery of services racial/ethnic differences should be considered, and research questions regarding underlying explanatory factors raised." (Amaro, 2005)
The work of Daniel L. Howard (2003) entitled: "Are the Treatment Goals of Culturally Competent Outpatient Substance Abuse Treatment Units Congruent with their Client Profile? published in the Journal of Substance Abuse Treatment 24 (2003) 103-113 is an examination of whether treatment goals in organizations of outpatient substance abuse treatment units that claim the provision of culturally competent care and specifically for African-Americans are varied. Analysis shows that: "A congruency exists among culturally competent OSAT units between the client profile, which is more distressful than for non-culturally competent units, and the orientation of treatment goals, which are more holistic, that is, treating the total individual, rather than the addiction only." (Howard, 2003)
Blane (1993) states that recent advances in the epidemiology of alcohol and ethnicity over the past ten years stress the "intra-ethnic variation, factors influence drinking behavior, and building conceptual models." While there has been progress noted the focus remains on the ethnicity and race as a variable of a demographic nature with studies of ethnic hypotheses being few. Gordon (1994) in the work entitled: "Managing Multiculturalism In Substance Abuse Services" states that the shift in philosophy combined with the demographics change occurring in the U.S. are reflective of a growth in population requiring cultural competency in the substance abuse field. Consideration has to be place don understanding how different cultural and ethnic communities view or define health and illness and specifically in the definition applied to substance abuse This work notes the difficulties inherent in development of a "culture-specific and multicultural framework in the field of substance abuse which focuses on an educational model is that multi-cultural that takes the role of leadership in the field.
The authors Kreps and Kunimoto (1994) in the work entitled: "Effective Communication in Multicultural Health Care Settings" states that individuals as well as groups construct their identity that is made of a combination of cultures that are based in nationality, ethnicity, age, religion, socio-economic class, sexual orientation, political affiliation, health conditions and interests." (paraphrased) The study states specifically that "based on heritage and life experiences we each develop our own idiosyncratic multicultural identity." (p. 3) The authors believe that communication that is improved across the different cultures has the capacity to increase the effectiveness of delivery of the health care because the participants of health care are educated concerning the cultural assumptions as well as the cultural expectations and are able to gain a new perspective in the process of treating medical and psychological problems that are complex.
The work of Amodeo and Jones (1997) entitled: "Viewing Alcohol and other Drug Use Cross Culturally: A Cultural Framework for Clinical Practice" presents a conceptual framework for use in the investigation of cross cultural alcohol and other drug issues inclusive of the factors of:
1) Attitudes;
2) Values and 3) Behaviors.
Inclusive as well are elements of cultural views relating to alcohol and other drug use as well as life problems and seeking help, relapse and recovery. The authors state findings that acculturation, subgroup identity and migration are variables that are critically important within this framework which may be utilized to view one culture or for comparison of several cultures as well as understanding community messages in relation to the AOD use and accompanying stigma and shame within a culture.
The study of Carter, Liu and Cross (1994) entitled: "Enhancing Ethnic Sensitivity; Implications for Alcoholism Counselors" states that ethnic sensitivity is a "common measure of practice effectiveness" and this is evidenced in the recent growth of workshops and conferences related to diversity issues and ethnic sensitive treatment practices among those who counsel patients who are alcoholics. Emphasized is the "similarities between traditional African-American, Asian-American, and American Indian culture-specific alcoholism strategies for working with ethnic minorities of color." Ethnicity has been shown to affect the patterns of alcohol use as well as having an effect on the perceptions and problem-solving methods of individuals. Stated is that: "The sustaining environment of traditional African-American, Asian-American and American Indian and other ethnic minorities of color is less likely to be congruent with their nurturing environment than is true of the dominant culture." (Carter, Liu and Cross, 1994) The findings of the study state that: "Commonalities exist with the nurturing system of traditional African-Americans." (Ibid)
The study of Finn (1994) entitled: "Addressing the Needs of Cultural Minorities in Drug Treatment" emphasizes and assists with understanding the importance of cultural consideration in the treatment of substance abusers of the minority ethnic groups. Cultural responsiveness is stated to be important in the areas of:
Recognizing multiple aspects of the client's identity;
2) Overcoming cultural barriers to recovery or to participation in the counseling process, 3) In addressing a source of stress that may contribute to substance abuse."
The study recongnizes four techniques for being 'culturally responsive' which includes:
1) "Individualizing the counseling process;
2) Avoiding assumptions
3) Acting to build trust; and 4) Identifying cultural issues that affect client recovery."
According to Finn's research effective response to the cultural characteristics of the client should be a provision of the counselor in relation to the values of the family through a "one-person family or bicultural counseling and responding to different types of communication (directive vs. nondirective, expressive vs. detached, hiding vs. disclosing, and physician reserve vs. demonstrative)" (Finn, 1994) Use of alcohol and other drugs (AOD) has been shown to increase the risk of the adolescent in experiencing problems in many different aspects of their life. Nationally there are three surveys that give estimates of the prevalence and incidence of AOD use in the youth population. Those surveys are:
1) The National Survey on Dug Use and Health (NSDUJ);
2) Monitoring the Future (MTF) and 3) The Youth Risk Behavior Survey (YRBS). (Adolescent Substance Abuse Needs and Services Planning Final Report (Finn, 2004) p.11
Multi-systemic Therapy
Multisystemic Therapy (MST) is focused on the goal of addressing serious antisocial behavior in individuals (children and adolescents) who abuse substances. Therapy targets the behavior within the environments of the family, school, neighborhood and community (NIDA, 1999) so that treatment takes place in the everyday settings of the child. MST has been shown by research to significantly reduce the use of drugs by adolescents both during the treatment therapy and ongoing for six months and more after treatment. However, this type of therapy has not been yet tested specific to individuals who have received a dual diagnosis. In fact, the results from the National Survey on Drug Use and Health (NSDUH) gives indication that youth between ages 12 and 17 report a 17.6% rate of current use of alcohol (within the past 30 days) 10.7 of youth report binge drinking in the past 30 days (five or more drinks on the same occasion at least one time in the past 30 days) Heavy alcohol use was reported by 2% of youth. As for illicit dug use 11.6% reported current drug use with 8.2% reporting marijuana use and another 5.7% reporting other than marijuana illicit drug use including cocaine, methamphetamines and inhalants. This work states that: "...there is limited information regarding the prevalence of substance use among special populations of adolescents, including those being served in the various public sectors such as juvenile justice, child welfare, mental health and continuation schools." (NIDA, 1999)
Multisystemic Therapy (MST) is defined by the Consortium on Children, Families and the Law to be: "an intensive family- and community-based treatment that addresses the multiple determinants of serious antisocial behavior in juvenile offenders." (nd) MST is stated to be a "pragmatic, goal-oriented treatment program that targets factors in a youth's social network that contribute to his or her antisocial behavior. MST interventions are stated to "typically aim to: improve caregiver discipline practices; enhance family relations; decrease a youth's association with deviant peers; increase a youth's association with pro-social peers, improve a youth's school or vocational performance; engage youth in positive recreational outlets; and develop a natural support network of extended family, neighbors, and friends to help caregivers achieve and maintain such changes." (Ibid, nd)
MST therapy has been shown to "reduce drug use in juvenile offenders compared with control groups" (Consortium, nd) and has "increased mainstream school attendance for substance-abusing delinquents and youths with serious emotional disturbances in comparison with control groups." (Consortium, nd) In identification of factors that are possibly linked to the problems of youth the youth and their interaction with family, peers, school, neighborhood and community are considered. In a study funded by the National Institute on Drug Abuse, which took place in Charleston, South Carolina which evaluated the use of Multisystemic Therapy with juvenile offenders who were substance abusers as compared to the usual community services it was found that MST reduced self-reported use of drugs by 46%. (Consortium, nd) MST is stated to be effective because it:
focuses on addressing the known causes of delinquency, builds on strengths in the youth and those in his social setting and reducing risk factors, delivers services in the youth's natural environment rather than in an institutional or out-of-home placement, and ensures that therapists who provide services strictly adhere to the MST program. (Consortium, nd)
Multisystemic Therapy (MST) is focused on the goal of addressing serious antisocial behavior in individuals (children and adolescents) who abuse substances. Therapy targets the behavior within the environments of the family, school, neighborhood and community (NIDA, 1999) so that treatment takes place in the everyday settings of the child. MST has been shown by research to significantly reduce the use of drugs by adolescents both during the treatment therapy and ongoing for six months and more after treatment. However, this type of therapy has not been yet tested specific to individuals who have received a dual diagnosis.
Multisystemic therapy has been shown to be effective for use in a population of delinquents in the work of Henggeler, Rodick, Borduin, Hanson, Watson & Urey (1986) when compared to a diversion services program with post-treatment with stated findings of improved family relations, decreased behavior problems, and decreased association with deviant peers.. Henggeler, Bordium, Melton, Mann, Smith, Hall, Cone & Fucci (1991) in a study of a population of serious juvenile offenders using MST compared to the treatment method of individual counseling and the usual community services showed findings that at a three-year follow-up alcohol and marijuana use had decreased as well as had drug-related arrests.
In a separate study Henggeler, Pickrel, & Brondino (1999) of a population of substance abusing and dependent delinquents state findings that multisystemic therapy when compared to community services at a one year follow-up found that drug use had decreased by 50%. Treatment adherence in this study was stated to be linked with decreased use of drugs. The incremental cost of MST was nearly offset by between-groups differences in out-of-home-placement. Other findings include increased attendance in regular school settings and decreased violent crime as well as increased marijuana abstinence. The study of Schoenwald, Ward, Henggeler, Pickerel Patel repeat the same findings with this study as well as do Brown, Henggeler, Pickrel & Patel (1996) and Henggeler, Clingempeel, Brondino & Pickrel (2002) (Multisystemic Therapy has been integrated with the Community Reinforcement Approach and reported in the work of Budney & Higgins, 1998) in which substance abuse orders among youth were addressed. The CRA approach is inclusive of tracking the use of substance through screening urine and providing rewards for clean urine. Included as well is functional analyses geared toward identifying triggers for use of illicit drugs or alcohol and self-management plans for addressing triggers of substance use and finally includes drug avoidance skills. The integration of these two models addresses the social context and the substance use issues in treatment. Multisystemic Therapy has also been integrated with the Continuum of Care model toward addressing needs of adolescents with serious mental illnesses while at the same time addressing substance use problems. The service includes home-based service delivery with intensive outpatient and crisis interventions as well as family resource specialists who partner with parents. Included as well is therapeutic foster care, respite services and access to residential and hospital access and integration of psychopharmacological treatment that is evidence-based.
The work entitled: "Co-Occurring Mental Health and Substance Abuse Disorders" by author Paige Ouimette, Ph.D. relates that Randall and colleagues through use of data in a randomized trial that evaluated Multisystemic Therapy made an examination of 16-month outcomes for 18 adolescent's individuals with substance use disorders. Finding state that 28 of these adolescents were externalizing the disorder while 26% had an internalizing disorder and 15% had both types of disorders. The externalizing/internalizing distinction is believed by Randall and colleagues to have a possible critical implication clinically. The externalizing disorders may point to a behavioral problem such as substance abuse where as the internalizing disorder may suggest a self-medicating on the part of the client.
Multisystemic Therapy (MST) is believed by Henggeler, Schoenwald, Borduin, Rowland, & Cunningham (2002) to present an intervention for dually diagnosed youth that is promising and it is related that the U.S. Surgeon General "cited MST as an evidence-based treatment for adolescent substance abuse (1999). The MST model is one that is a family- and community-based intervention based on the social-ecological and family systems theories of behavior viewing the family and community system as inherently interrelated. It is the basis of this theory that by making integral changes in the greater social contest of the youth that pro-social behavior is encouraged and antisocial behavior may be reduced. The caregiver is seen as being 'key' in the outcome therefore the caregiver is taught the correct handling of the child's problematic behaviors. MST is called a "pragmatic intervention" (Ouimette, nd).
Ouimette relates that Henggeler, Schoenwald, Borduin et al. (2002) have conducted seven randomized controlled trials and one quasi-experimental trial...[which is inclusive of] "...several populations; inner-city delinquent, violent chronic juvenile offenders, juvenile offenders with substance use disorder, youths with psychiatric emergencies, maltreating families and juvenile sex offenders." (Ibid) The findings of the study claim that MST has been shown to improve relations among family members, school attendance has increased the mental health problems of youth have decreased and the use of substances and the rate of arrests has been shown to decrease with MST. Furthermore, MST shows a higher completion of treatment rates and accompanying long-term rates of out-of-home placements decreasing. High satisfaction of the consumer and cost savings are also cited. (Ouimette, nd) MST has shown 'modest results' in randomized controlled trials in youth who are dually diagnosed with mental illness and substance abuse disorder and resulting are two new models of care which have been developed by Henggeler and colleagues.
The first model adapts and integrates MST and CRA or Community Reinforcement Approach (Budney & Higgins, 1998) The NIDA and NIAAA conducted randomized trials to examine whether the outcomes are enhanced with use of MST to the CRA. In the scope of this integrated model MST service delivery systems encompass home-based services, intensive outpatient, crisis intervention, family resource specialists/parent partners, therapeutic foster care, respite services, access to residential and hospital beds and integration of evidence-based psychopharmacological treatment." (Ouimette, nd) This continuum of care is a 3-5-month treatment
The work of Bender, Springer and Kim (2006) entitled: "Treatment Effectiveness with Dually Diagnosed Adolescents: A Systematic Review" published in the Journal of Brief Treatment and Crisis Intervention relates the fact that there are many challenges presented in treating adolescents who have been dually diagnosed which include the specifically stated reasons of "complex treatment needs, poor treatment engagement and retention, and a lack of sustainable treatment outcomes." (2006) Family Behavior therapy and individual cognitive problem-solving therapy are shown to be effective treatment options in dually diagnosed adolescents. Roberts and Yeager (2004) hold that evidence-based practice is defined as the counselors "conscientious, explicit and judicious utilization of the best available and scientifically validated assessment, intervention and treatment protocols as well as critical thinking in making clinical decisions. Corcoran and Vandiver (2004) aptly point out that evidence-based practice is a process of using a variety of databases to locate the most useful sources of information -- "systematic reviews, practice guidelines, and expert consensus guidelines -- "applied to a particularly challenging client. They also note that implementing evidence-based information and guidelines in practice settings "will likely strengthen a treatment plan, and in turn, will increase the likelihood of client change and goal attainment,... enhancing treatment effectiveness"(p. 17). In recent years, the implementation of best practices and evidence-based treatments with children and youths has grown." (Roberts & Yeager, 2004)
In fact there are several evidence-based studies that state findings that both individual and group cognitive behavioral treatment is effective in treating youths specifically that multisystemic therapy has been "effective with youths with conduct disorders and management of behavior through positive reinforcement points systems." (Okamoto & Lecroy, 2004)
The University of Alabama has received a grant in the Strengthening Communities - Youth program for the development of a "multifaceted strategy for treating substance abuse among adolescents living in inner city neighborhoods in the Mobile, Alabama Metropolitan Statistical Area (MSA) Due to increased, pronounced and concentrated poverty among minorities in inner city neighborhoods substance abuse and violence have become even more of a problem that previously. The residents will become linked in working with others in the area for policy change to provide them a voice in development of policies. The work states that even an exemplary drug treatment program cannot succeed in these areas without a strong community forum. Primary goals are stated to be the creation of a treatment coalition for substance abuse including resident groups, substance abuse treatment centers place din these communities, and providing support to residents in their development of the community supports necessary to succeed. (Treatment Improvement Exchange, nd)
In the magazine the "Counselor: the Magazine for Addiction Professionals" (2006) stated by the author Fred Dyer Ph.D. CADC is that it is his belief that in order for a practice to "qualify as evidence-based it must be manualized for reproduction and dissemination; have performance and/or adherence measures; be associated with desired outcome, be feasible for given setting/population; and be ecologically valid." (2006) Dyer points out that Catalano et al. (1992) provided the following in an overview of risk factors associated with substance abuse by adolescents:
laws and norms favorable toward behavior availability of drugs extreme economic deprivation -- ¢ neighborhood disorganization physiological factors family alcohol and drug behavior and attitudes poor and inconsistent family management practices family conflict low bonding to family early and persistent problem behaviors academic failure low degree of commitment to school peer rejection in elementary grades association with drug-using peers alienation and rebelliousness attitudes favorable to drug use (Dyer, 2006)
Dyer (2006) relates that there have been few studies to date that make an examination of the effectiveness of treatment in relation to substance abuse by adolescents which becomes problematic in discerning the patterns of consistency in outcomes of the various approaches in treatment. Multisystemic Treatment (MST) is stated to have had "exceptionally high rates of treatment engagement of substance abusing juvenile offenders (Henggeler, Pickrel, Brondino, & Crouch, 1996), and has produced favorable short-term (Henggeler, Pickrel & Brondino, 1999) and long-term (Henggeler, Clingempeel, et al., 2002) reductions in drug use. Multidimensional Family Therapy (MDFT): MDFT (Liddle et al., 2001), cited by NIDA, has been the subject of considerable supported research. MDFT devotes substantive resources to building an alliance with each youth (e.g., about 40% of sessions are with adolescents alone) and reestablishing emotional connections between the adolescent and his or her caregivers (Liddle, 1999). This approach focuses more on family affective processes and less on behavioral conceptualizations of problems and their solutions. Nevertheless, the roles of extra familiar systems in maintaining problems are addressed through a case management process."
Dyer relates that there is a great challenge presented with co-occurring disorders and as well that is a growth in the literature that supports that of the youth that are referred to treatment for substance abuse, a co-occurring mental health disorder is involved with the majority of these youth. The National Mental Health Association released a report in December 2005 showing that approximately fifty percent of all adolescents receiving mental health treatment have a co-occurring substance abuse disorder and of those adolescents receiving inpatient substance abuse treatment, 75 to 80% have a mental health disorder. The report entitled "Youth with Co-Occurring Mental Health and Substance Abuse Disorders in the Juvenile Justice System' states the following findings:
Nearly two-thirds of incarcerated youth with substance use disorders have at least one other mental health disorder.
A number of studies have shown an association between conduct disorder, ADHD, and substance abuse. For example, as many as 50% of substance abusing juvenile offenders have ADHD.
Youth who have co-occurring conduct problems, ADHD, and substance use disorders have higher than normal rates of anxiety and depressive disorders; and the presence of ADHD in particular, worsens the prognosis of both the substance use disorder and the conduct disorder, increasing the likelihood of them persisting into adulthood.
Among incarcerated youth with substance use disorders, nearly one-third have a mood or anxiety disorder.
Delinquents with substance abuse and behavioral disorders, such as conduct disorder and ADHD, engage in higher rates of crime and exhibit more alcohol and illicit drug use than do youth with mood disorders; and are at higher risk for out-of-home placement and other poor outcomes.
Many incarcerated youth are exposed to higher levels of traumatic violence, which may result in symptoms of post-traumatic stress as well as increased rates of substance use. (National Mental Association as cited by Dyer, 2005)
The work entitled "Family-based Therapies for Adolescent Alcohol and Drug Use; Research Contributions and Future Research Needs" written by Howard a Liddle reports a study with the objective of characterizing the developmental status of the family-based adolescent treatment for substance abuse through identification of and discussion of the advances in both research and clinical research. Research advances are inclusive of findings "that engagement and retention rates for family-based treatments are superior to standard treatment engagement/retention methods." Further reported is that when family-based treatment are compared in clinical trials to other treatments "the family-based treatments produced superior and stable outcomes with significant decreases on target symptoms of alcohol and drug use, and related problems such as delinquency, school and family problems, and affiliation with substance abusing peers. Further stated is that."..improvements in family interaction patterns coincide with decreases in core target alcohol and drug misuse symptoms." (Liddle, 2004)
Riggs (2000) states that: "A growing research and clinical consensus indicates that treatment for adolescents is most effective when it attends to the patients' many psychosocial problems and mental health needs in addition to their drug abuse. There is also evidence that an increasing number of community-based treatment programs are successfully implementing integrated treatment services. (Drug Strategies, 2002; National Institute on Drug Abuse, 1999)" (Riggs, 2003)
Riggs points out the fact that regardless of the advances made in this area of treatment there is still a failure to integration of treatment of psychosocial treatment with the treatment for substance and drug abuse. Riggs states the claim that "clinical and systemic barriers" contribute to this failure to integrate these programs. Further attributed for reasons in this failure are child and adolescent psychiatrists that have training in this area being in a shortage and the fact that insurance companies fail to provide coverage in this area.(Rotheram-Borus and Duan, 2003; as cited by Riggs, 2003) Riggs affirms the previous research reviewed that family-based intervention and multisystemic family therapy have been successful in assisting with the necessary changes and in addressing the problems that are presented in adolescents with mental illness and substance abuse disorder. Riggs (2003) also affirms that Community Reinforcement Therapy with the combination of principles and techniques found in behavior, cognitive-behavioral, motivational and family therapy all use incentives at time for outcomes of treatment being enhanced. Riggs relates that a study conducted recently that "systematically evaluated community-based adolescent substance treatment programs" throughout the U.S. One hundred forty-four programs were examined revealing "striking overlap with the commonly shared components of the research developed modalities." Components that are shared are inclusive of:
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